Compliance Day

When:  Aug 4, 2021 from 10:00 to 15:00 (ET)
Event Details*
Wednesday, August 4, 2021

Time: 10:00 AM – 3:00 PM ET
Workshop (Virtual via Zoom); 5.4 AAP, APRP CEU Eligible
Learning Level: Advanced

Event Registration*
Member Price:     $225.00

Non-Member Price:   $325.00

This course is essential for Compliance Officers and staff responsible for payment processing compliance. Financial institutions are often challenged with properly balancing compliance with laws, rules, and regulations with applicable payment rules.  This workshop exposes potential impacts of regulatory requirements and guidance on various payment channels and processes.

From ACH to Wire Transfers, this advanced course provides actionable intel that institutions can implement to identify potential issues and address areas of non-compliance. Presenters are experts in their field and ready to address your questions!

Takeaway! Attendees will receive a Rules and Regs Digest to assist institutions with properly identifying appropriate legal requirements.

By the end of this session attendees will:

1. Discuss real-world compliance issues.
2. Recognize potential compliance exposure in certain payment activities.
3. Categorize actions with applicable compliance requirements.
4. Apply new knowledge.
5. Create an individual action items list. 


Sandy Cinelli, AAP, APRP, CAMS, NCP, Senior Director, NEACH
Rayleen M. Pirnie, AAP, CERP, Director, Risk and Fraud, NEACH
Nancy Lake, CAMS-Audit, CAMS-FCI, Director of Training, ARC Risk and Compliance 
Thomas C. Witherspoon, Associate, Stinson LLP Law Firm
Duane Betz, Trainer, SHAZAM Network


10:00 AM   Welcome & Introductions
10:05 AM   Q&A with NEACH
10:50 AM   Break
11:00 AM   The Intersection of BSA and Payments
11:45 AM   Lunch
12:45 PM   Payments Legal Update
01:45 PM   Break
01:55 PM   TBD

02:50 PM   Closing Comments, Action Items and Next Steps


ACH Operations staff
ACH Managers
Compliance Officers (Auditors)
Electronic Payments professionals
Risk Management
AAPs and APRPs wanting to earn continuing education credits. 

You might also like:

ACH Audit Requirements: Are You Ready?
Third-Party Sender Audits: What, Why, When?

*Please note that the access information will be sent to you in a separate email upon receipt of payment.  Access information and support are only provided during normal business hours.


Workshop (Virtual via Zoom)