Event Details*
Tuesday, October 15, 2020
10:00 am - 3:00 pm
5.4 AAP, NCP & APRP CEU Eligible
Embassy Suites by Hilton Portland Maine
1050 Westbrook St
Portland, ME 04102
Event Registration**
Member Price: $195
Non-Member Price: $295
As the roles and responsibilities of audit professionals expand, it is important that risk, compliance and operations staff are well-trained on the nuances of audit functions, testing, validation procedures and internal controls. In this workshop, participants will learn how audits are driving efficiency and improving operational excellence across the institution. This highly informative workshop encourages participants to ask what should be reviewed and why in an annual ACH audit, and how risk assessments play a role in strategic program oversight within an institution, and what information should be reported to the Board. This workshop will cover ACH in detail, as it is the only payment channel requiring an annual audit today. The presenter will also discuss the importance of identifying Third-Party Senders and the Rules surrounding them, including onboarding, monitoring and audit requirements.
Attendees will leave the session with an understanding of:
1. What should be reviewed and why for your annual ACH Audit
2. How risk assessments play an important role at your financial institution
3. Third-Party Sender Rules requirements
** If you are not able to attend and need to cancel your registration, please email NEACH at info@neach.org.